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The following
article appeared in the April 2006 issue of CPER Magazine. The California Public Employee Relations Program
provides nonpartisan information to those involved in
employer-employee relations in the public sector. For more
information, visit
http://cper.berkeley.edu.
FROM DON TO DOFF SHALT THOU PAY[1]
I.
Introduction
Many employees are required to
wear safety and/or sanitary gear to properly perform their
jobs. Such employees may spend several minutes at the
beginning of each work shift waiting in line to retrieve such
gear, putting it on, and then walking to their work stations
before finally beginning their assigned tasks. Then, at the
conclusion of each workday, those same employees spend
additional minutes walking back to their changing areas,
removing their required gear and returning it to the
employer’s designated storage facility.
The U.S. Supreme Court recently
addressed the extent to which such employee activities,
essential to an employee’s ability to perform the tasks for
which he or she was hired, are compensable under the Fair
Labor Standards Act (“FLSA” or “the Act,” 29 U.S.C. § 201
et seq.).[2]
The Court ultimately ruled that, in the context of the
food-processing workers at issue, activities that occur
between donning and doffing—which, respectively, mark the
start and end of each workday—are compensable, while any
activities that take place before donning or after doffing are
not compensable under the FLSA. An employee’s daily wait to
receive the gear he or she must don for work, is not
compensable but the actual donning of equipment, the walk from
the donning area to the workstation, the walk back from the
workstation to the doffing area at the end of the shift, as
well as the actual doffing and returning of the gear are all
deemed compensable work.
While the decision provides
employers and employees with important guidance in determining
which hours spent by employees on an employer’s premises are
compensable, the decision does not break much new ground. The
Court essentially reiterates the old “whistle to whistle”
concept, which states that all hours spent on behalf of an
employer “within” the workday must be compensated, while
preliminary and postliminary activities that occur before the
start and after the conclusion of the workday are not
compensable. The decision will likely have little impact in
the public sector, because the overwhelming majority of public
sector employees are not required to be at the work site prior
to the scheduled start of their work shift.
This article sets out the logic
of the Court’s decision against the backdrop of previous FLSA
jurisprudence, considers the significance and limitations of
the decision, and concludes with some practical suggestions
for employers in the public sector that might be affected by
the ruling.
II. A Fair Day’s Pay
For A Fair Day’s Work
In 1938, Congress enacted the
FLSA to promote the “health, efficiency, and general
well-being of workers” and to ensure that employees receive “a
fair day’s pay for a fair day’s work.”[3]
Among other things, the Act sought to combat the twin “evils
of ‘overwork’ and ‘underpay’” by imposing on employers a
costly premium on any work performed by employees beyond a
maximum number of weekly hours (usually forty hours in a seven
day workweek).[4]
Through the mechanism of mandatory overtime pay, employers
are strongly discouraged from having employees work more than
the statutorily designated maximum number of weekly hours.
Employers who wish to avoid
paying their workers at the premium overtime rate must
carefully monitor the actual number of hours worked by their
employees. The consequences, both legal and financial, of an
employer’s failure to properly record, and compensate, an
employee for the actual hours he or she works in a given
workweek can be significant.
A. Early Cases
Although the FLSA clearly
required employers to pay their employees at a premium rate if
they work beyond a certain number of hours in a workweek, the
statute defined neither “work” nor “workweek.” As a result,
questions arose almost immediately regarding the
compensability of particular employee activities associated
with, but not directly constituting, the principal work
activities for which employees were hired.
The U.S. Supreme Court
initially defined these terms broadly. For instance, the
Court held that time spent traveling from iron ore mine
portals to underground working areas was compensable.[5]
The Court found that “all time during which an employee is
necessarily required to be on the employer’s premises, on duty
or at a prescribed workplace” was included in the definition
of “the statutory workweek.”[6]
B. The
Portal-to-Portal Act
The Congress, disapproving of
these broad FLSA interpretations by the Court, in 1947 amended
the FLSA by passing the Portal-to-Portal Act (“Portal Act,” 29
U.S.C. § 252 et seq.) Among other things, the Portal
Act clarified that travel, riding and walking time to and from
work, and other similar preliminary and postliminary
activities performed before and after the workday, are not
compensable unless made compensable by contract, custom, or
practice. Section 4 narrows the FLSA’s coverage by
specifically excepting walking on the employer’s premises to
and from the actual place where the employee performs his or
her principal activities, and activities that are “preliminary
or postliminary” to that principal activity.[7]
C. The Continuous
Work Day Rule
In 1947, the Department of
Labor promulgated an interpretative regulation of the Portal
Act, which concluded that the Portal Act did not affect the
computation of hours worked “within” the workday. The Portal
Act excluded activities from the FLSA workday as “preliminary”
or “postliminary” only if they took place “prior to the time
on any particular workday at which the employee commences, or
subsequent to the time on any particular workday at which he
ceases, the principal activity or activities which he is
employed to perform.”[8]
The Department of Labor also adopted the continuous workday
rule, which defines the “workday” as the continuous “period
between the commencement and completion on the same workday of
an employee’s principal activity or activities.”[9]
D. Steiner v.
Mitchell
The continuous workday rule
established that employee activities performed after the
employee’s first, but before the employee’s last, “principal
activity or activities” were compensable under the FLSA.
However, it did not define what would constitute the first or
last “principal activity” of a day.
In 1956, the Supreme Court
decided a case involving battery plant workers who were
“compelled by circumstances, including vital considerations of
health and hygiene, to change clothes and to shower in
facilities which state law requires their employers to
provide.”[10]
The Court, emphasizing the important health and safety risks
associated with the production of batteries, held that that
these employee activities (but not “changing clothes and
showering under normal conditions”) were compensable under the
FLSA.[11]
The Court held that the term “principal activity or
activities” contained in Section 4 of the Portal Act “embraces
all activities which are an ‘integral and indispensable part
of the principal activities,’ including showering and changing
clothes under the unique health and safety hazards of work in
a battery plant.”[12]
Thus, according to Steiner,
activities such as donning and doffing of specialized
protective gear “performed either before or after the regular
work shift, on or off the production line, are compensable
under the portal-to-portal provisions of the Fair Labor
Standards Act if those activities are an integral and
indispensable part of the principal activities for which
covered workmen are employed and are not specifically excluded
by Section 4(a)(1) [of the Portal Act].”[13]
III. IBP, Inc. v.
Alvarez: The Workday Is From Don To Doff
The Supreme Court’s recent
IBP, Inc. v. Alvarez decision resolved a conflict between
the Ninth and First Circuit Court of Appeals regarding the
compensability under the FLSA of certain activities preceding
and following the donning and doffing of certain employee gear
deemed “integral and indispensable” to the employees’
principal activities.
The decision’s consolidated
review of IBP, Inc. v. Alvarez[14]
and Tum v. Barber Foods, Inc.,[15]
clarifies whether activities such as waiting to don or doff
protective gear, or walking to and from the changing area to
the employee’s workstation should be considered “an integral
and indispensable part” of an employee’s principal work
activities under Steiner (i.e., compensable under the
FLSA) or whether such activities must be considered
“preliminary” or “postliminary” under the Portal Act (i.e.,
not compensable under the FLSA).
Ultimately, the Supreme Court
agreed with the Court of Appeals for the Ninth Circuit (and
against the First Circuit) that the time food-processing
workers spend walking between their donning/doffing areas and
their work stations at the start and end of every workday is
compensable under the FLSA. However, the Supreme Court also
held that the time such employees spend waiting to put on the
protective gear at the start of each workday is not covered by
the FLSA.
A. The Decisions of
the Ninth and First Circuit Courts of Appeals
1. IPB, Inc. v. Alvarez (9th Cir.)
IBP is a large producer of
fresh beef, port, and related products. At its plant in
Pasco, Washington, it employs approximately 178 workers in 113
job classifications in the slaughter division and 800 line
workers in 145 job classifications in the processing
division. All production workers in both divisions must wear
outer garments, hardhats, hairnets, earplugs, gloves, sleeves,
aprons, leggings, and boots. Many must also wear a variety of
protective equipment for their hands, arms, torsos, and legs;
this gear includes chain link metal aprons, vests, plexiglas
armguards, and special gloves. IBP requires its employees to
store their equipment and tools in company locker rooms, where
most of them don their protective gear.[16]
Production workers’ pay is
based on the time spent cutting and bagging meat. Pay begins
with the first piece of meat and ends with the last piece of
meat. IBP pays for four minutes of clothes-changing time.
IBP employees filed a class action to recover compensation for
pre- and post-production work, including the time spent
donning and doffing protective gear and walking between the
locker rooms and the production floor before and after their
assigned shifts. The District Court found that, for instance,
processing division knife users engaged in 12 to 14 minutes
pre- and post-production work, including 3.3-4.4 minutes of
walking time.[17]
The District Court held that
donning and doffing of protective gear that was unique to the
jobs at issue were compensable under the FLSA because they
were integral and indispensable to the work of the employees
who wore such gear. Moreover, consistent with the continuous
workday rule, the District Court concluded that, for those
employees required to don and doff unique protective gear, the
walking time between the locker room and the production floor
was also compensable because it occurs during the workday.
The court did not grant recovery for ordinary clothes changing
and washing, or for the donning and doffing of hard hats, ear
plugs, safety glasses, boots or hairnets.[18]
The Ninth Circuit Court of
Appeals agreed with the District Court that the burdensome
donning and doffing of elaborate protective gear ought to be
distinguished from the time spent donning and doffing
non-unique gear such as hardhats and safety goggles. While
the Court of Appeals did not categorically exclude the donning
and doffing of non-unique gear from being “principal
activities” as defined by the Portal Act, in the context of
this case, the time employees spent donning and doffing
nonunique protective gear was de minimis as a matter of
law.[19]
In other words, the Court of Appeals left open the possibility
that the donning and doffing of non-unique gear could, in a
particular case, be compensable (if such donning and doffing
took a significant amount of time), even if here such activity
was not a “principal activity” because it was simply too
insignificant to record as a separate activity.
As noted above, the Supreme
Court eventually upheld the Ninth Circuit Court of Appeals’
decision that the time these meat-processing workers spent
walking between the changing and production areas at the
beginning and conclusion of each workday was compensable under
the FLSA.
2. Tum v. Barber Foods, Inc. (1st Cir.)
Barber Foods operates a poultry
processing plant in Portland, Maine, that employs about 300
production workers. These employees operate six production
lines and perform a variety of tasks that require different
combinations of protective clothing. They are paid by the
hour from the time they punch in to computerized time clocks
located at the entrances to the production floor.[20]
The District Court for Maine
held that “the donning and doffing of clothing and equipment
which employees choose to wear or use at their option, is an
integral part of the plaintiffs’ work [and therefore are] not
excluded from compensation under the Portal-to-Portal Act as
preliminary or postliminary activities.”[21]
However, the Court rejected the notion that employees must be
compensated for their time waiting to obtain their gear
because such time “could [not] reasonably be construed to be
an integral part of employees’ work activities any more than
walking to the cage from which hairnets and earplugs are
dispensed.” Thus, the District Court declared that Barber was
“entitled to summary judgment on any claims based on time
spent walking from the plant entrances to an employee’s
workstation, locker, time clock or site where clothing and
equipment required to be worn on the job is to be obtained and
any claims based on time spent waiting to punch in or out for
such clothing or equipment.”
[22]
The employees appealed the
District Court’s exclusion from FLSA compensation of the time
they spent walking to the production floor after donning
required safety gear and the time they spent walking from the
production floor to the area where they doff such gear.
However, the Court of Appeals rejected this argument,
concluding that such walking time was a species of
“preliminary” and “postliminary” activity excluded from FLSA
coverage by section 4(a) of the Portal Act.[23]
The Court of Appeals also
rejected the argument that waiting time associated with the
donning and doffing of clothes was compensable. The Court
held that such waiting time constituted a “preliminary or
postliminary activity,” and was thus excluded from FLSA
coverage by the Portal Act.[24]
B. Walking Time
The Supreme Court explicitly
addressed the question, raised by both the First and Ninth
Circuit Court of Appeals cases, of whether post-donning and
pre-doffing walking between an employee’s changing area and
his or her workstation was compensable under the FLSA. In so
doing, it had to resolve a potentially thorny conflict between
two well-established wage and hour rules.
As noted above, in the Portal
Act, Congress explicitly excluded from FLSA coverage all
employee time spent “walking, riding or traveling to
and from the actual place of performance of the principal
activity or activities which such employee is employed to
perform.”[25]
Moreover, the Portal Act also excludes all “activities which
are preliminary to or postliminary to said principal activity
or activities, which occur either prior to the time on any
particular workday at which such employee commences, or
subsequent to the time on any particular workday at which he
ceases, such principal activity or activities.”[26]
The Portal Act would thus seem to exclude post-donning walking
as an activity “preliminary” to the principal activity and
pre-doffing walking as an activity “postliminary” to the
principal activity.
On the other hand, the Supreme
Court in Steiner half a century ago concluded that the
donning of essential safety gear is compensable under the FLSA,
even if it takes place prior to the start of an employee’s
shift, because it is an “integral and indispensable part
of the principal activities for which covered workmen are
employed.”[27]
Thus, under Steiner, anything that is an “integral and
indispensable part” of an employee’s “principal activities” is
itself a “principal activity” and must be compensated as if it
is part of the workday.
The Alvarez Court
reconciles the Portal Act’s exclusion of “preliminary” or
“postliminary” activities with Steiner’s inclusion of
“integral and indispensable” activities that occur before an
employee’s principal tasks, by framing its opinion around the
continuous work day rule adopted by the Department of Labor in
its interpretative regulations of the Portal Act. According
to this rule, any employee activity performed between the
first and last principal activity of the day, is deemed a part
of the workday, and must be compensated under the FLSA. The
key, then, is to identify the first and last principal
activity of the day.
In most situations the workday
is defined by the beginning and ending of an employee’s
primary productive activity. However, the Alvarez
Court points to Department of Labor regulations which describe
the workday as “roughly the period ‘from whistle to
whistle.’”[28]
The workday need not necessarily begin precisely with the
first productive activity. Indeed, relying on Steiner,
the Court notes that anything “integral and indispensable” to
an employee’s principal activity is, itself considered a
“principal activity.”[29]
In Steiner, the Supreme
Court had ruled that donning and doffing that is “integral and
indispensable” to an employee’s principal activity must itself
be considered such “principal activities.”[30]
For purposes of deciding what is “preliminary” or
“postliminary” under the Portal Act, therefore, the locker
room where the food-processing workers donned and doffed
their special safety gear—and not the food-processing assembly
line—represented the “actual place of performance” of the
principal activity for which the employees were hired.
Indeed, the Alvarez
Court declared that donning and doffing constituted the
first and last principal activities of the day. As such,
the compensable workday begins in the locker room when the
employees don the required gear, and ends again in the locker
room when they doff the gear. Any employee activity occurring
between donning (i.e., the start of the workday), and doffing
(i.e., the end the workday), such as walking to the
workstation after donning, and walking back to the locker room
to doff essential work gear, is compensable under the FLSA.
Such walking is not “preliminary” or “postliminary” activities
but constitutes principal activities that are part of the
workday.
The Portal Act’s exclusion of
the “walking … to and from the actual place of performance”
excludes from the FLSA an employee’s travel time to the place
of donning in the morning but does not exclude walking from
that place to another area within the plant immediately after
the workday has commenced. Such post-donning walking takes
place within the workday and is akin to the compensable
walking between two different positions on an assembly line
inside a production facility.[31]
In short, the Alvarez
Court held that any activity “integral and indispensable” to a
“principal activity” is itself a “principal activity” under
section 4(a) or the Portal Act, and that during a continuous
workday, any walking time that occurs after the beginning of
the employee’s first principal activity (e.g., donning) and
before the end of the employee’s last principal activity
(e.g., doffing) is excluded from the scope of that provision,
and as a result is covered by the FLSA.[32]
C. Waiting Time
The Court also applied the
continuous work day rule to the question of the compensability
of time waiting to don and doff required safety gear. Again,
any waiting that occurred “within” the workday, that is
between the first and last principal activity of the day, was
compensable. Therefore, the Court found that waiting in line
to receive protective gear prior to the actual work shift was
excluded from the FLSA as “preliminary” but that time spent
waiting to doff that gear at the conclusion of the work shift
was compensable (since the work day did not conclude until
doffing was complete).[33]
The Court, without undertaking
a thorough analysis, determined that the workday begins at don
and ends at doff, rejecting the employees’ contention that
their workday actually begins with a wait for the gear they
were required to don. The employees in Barber argued
in vein that waiting to receive essential gear ought to be
considered part of the workday because this activity was
“integral and indispensable” to donning which, in turn, was
deemed a “principal activity” because it was “integral and
indispensable” to the principal productive activity for which
the employees were hired. However, the Court balked at
deeming something a “principal activity” that was two steps
removed from the productive activity on the assembly line.[34]
Moreover, the Court flatly
rejected the employees’ argument that waiting was factually
“integral and indispensable” to their job, noting that while
donning of protective gear was “always essential if the worker
is to do his job,” waiting is not always necessary for
every situation or employee, and thus cannot be considered
“integral and indispensable” in the same sense as donning can.[35]
The Court explained that the fact that certain preshift
activities are necessary for employees to engage in their
principal activities does not mean that those preshift
activities are integral and indispensable to a
principal activity under Steiner. For example, walking
from a time clock near the factory gate to a workstation is
certainly necessary for employees to begin their work,
but Congress, in enacting the Portal Act, clearly intended to
exclude such walking time from FLSA coverage.[36]
The Court did not state that
waiting to don gear or begin a work shift could never be
compensable. The Court acknowledged that in certain
situations, waiting for work could be an integral part of the
employee’s principal activities. The Court specifically cited
a Department of Labor regulation that indicates that waiting
time is compensable when an employer requires its workers to
report to the changing area at a specific time, and the
employees are there at that hour ready and willing to work but
for some reason beyond the employees’ control there is no gear
or work available until some time has elapsed.[37]
However, in the cases at issue, the Court determined that the
situation was more akin to time employees must spend waiting
to check in or waiting to receive their paychecks.[38]
Such waiting is generally characterized as “preliminary”
activity under the Portal Act, which is not compensable unless
the parties have an agreement or there is a custom and
practice in place.[39]
IV. Open Questions
While the Court’s continuous
work day rule provides some clarification as to which
collateral types of issues must be treated as compensable
principal activities, it by no means will end litigation on
whether particular activities, including walking and waiting,
are compensable under the FLSA under particular
circumstances. The determination of what is or is not
“integral and indispensable” to a principal work activity
remains fact specific. Nor does the continuous workday rule
explain when inactivity truly constitutes a non-compensable
work break.
The Alvarez decision
does not make absolutely clear whether the Court considers the
donning and doffing of nonunique protective gear as integral
and indispensable to employee’s principal activities. The
opinion throughout is careful to speak of donning and doffing
of special protective gear (e.g., chain-metal aprons, etc.) in
analyzing what may be considered an “integral and
indispensable” activity. It avoids a close examination of the
specific types of gear that must be donned and doffed under
the Steiner case in order for it to be deemed a
principal activity. The implication seems to be that the
donning and doffing of non-unique, general clothing gear is
not “integral and indispensable” to an employee’s principal
activities. Donning and doffing such clothing, and walking
and waiting to do so, may therefore not be covered as work
time under the FLSA. However, the Court did not explicitly
say so, nor is it necessarily clear what makes gear
sufficiently “unique” to be within FLSA coverage. Therefore,
because the Court’s decision focused exclusively on protective
gear, the extent of the ruling remains unclear as to other
uniforms or equipment that many public employees may be
required to don.
On the other hand, the Court
did not explicitly reject the Ninth Circuit Court of Appeals’
suggestion that while the donning and doffing of non-unique
protective gear could potentially be deemed a “principal
activity,” in many cases (such as the one at issue in the
Alvarez) the facts would show that donning and doffing
standard types of gear or clothing (hardhats, gloves,
hairnets, safety glasses, earplugs, etc.) simply was not
cumbersome or time-consuming enough to merit consideration;
time to don such apparel would be de minimis, or of no
significance, under the law.
The Ninth Circuit has explained
that three factors are relevant to whether otherwise
compensable working time should be considered de minimis
and therefore not compensable: (1) the practical and
administrative difficulty of recording additional time; (2)
the size of the claim in the aggregate; and (3) whether the
claimants performed the work on a regular basis.[40]
In fact, the Alvarez opinion
leaves the future of the “de minimis” rule under the
FLSA open to question. Before this decision, if a task was
de minimis, the employee did not have to be compensated
since it was so small that it was difficult to quantify.[41]
However, as recording technology gets proficient enough to
accurately record such time without undue administrative
burden, the de minimis rule may become less relevant.[42]
This may be especially true because in Alvarez, the Court left
open the possibility that small time segments could be
aggregated to survive a de minimis finding. In other
words, while an activity, such as donning and post-donning
walking, may be de minimis if looked at separately,
such activities may become compensable if considered in the
aggregate. This could prove costly for employers.
The continuous work day rule,
at least rhetorically and at least for most traditional
employees who work a traditional work shift, offers a clear
demarcation for the start and end of a work day. However, the
Court did not signal how it might address less traditional
work shifts, or how far the start and end of a workday may be
extended by the performance of various “integral and
indispensable activities.” For instance, with the advance of
technology, employers increasingly expect their employees to
check their email and voice mail or daily assignments, or
report in to supervisors, before such employees even leave
their own house; they may then call in on their cell phone
while driving to work and/or pick up tools or supplies while
on their way to work. It would seem that such “checking in”
or similar activities, would constitute the “first principal
activity” of the day under the Alvarez continuous day
rule. This, in turn, would mean that these tasks as well as
all subsequent time, including an employee’s commute, is
compensable under the FLSA. However, this would expose
employees to exactly the type of open-ended and potentially
expansive liability that the Portal Act was designed to avoid
by excluding travel time. It is not yet clear how this Court
would avoid such an result, and whether the Court would be
willing to revisit Steiner and its “integral and
indispensable” rule.
V. Impact On The Public
Sector
The potential financial and
legal ramifications of the Alvarez decision are
significant when considered in the aggregate. Indeed, an
employer’s routine failure to properly record and compensate
an employee’s seemingly trifling waiting and walking time may,
when the number of affected employees and the length of time
involved are taken into consideration, constitute a massive
potential liability under the FLSA. However, while the reach
of the decision extends beyond the meat and poultry industries
specifically addressed by the Court, it is unlikely that
Alvarez will have a significant effect on public sector
employers.
The impact of the decision will
be felt most directly by employers who require their employees
to don unique, protective gear because of internal policies or
state or federal regulations; such employers will likely have
to compensate their employees for the time they spend on
donning and doffing such special gear at the beginning and
conclusion of each day. The decision will also affect
employers who require their employees to “clock in” and then
walk to their work stations; these employers will likely have
to compensate these employees for their walking time.
With very few exceptions,
public sector employees are not required to be at the work
site prior to the scheduled start of their work shift to
perform mandatory pre-shift activities. Public sector
employees by in large perform all their activities during
their scheduled work shift, not before. Therefore, the
Supreme Court’s ruling that certain pre-shift activities, such
as the donning of protective gear, may constitute the
beginning of the compensated work day will have little impact
on most public sector employers.
Nevertheless, public sector
employers must, on a case-by-case basis determine whether they
have any employees that do perform certain pre-shift or
post-shift activities that are integral and indispensable to
their primary work activity. Under the Alvarez ruling,
such activities are not only considered principal work
activities that must be compensated under the FLSA but also
mark the beginning and end of the continuous work day. Any
employee activity, including waiting or walking, that occurs
within this “continuous work day” has to be compensated.
In its comprehensive set of
interpretive bulletins, the Department of Labor states that
“[w]ork not requested but suffered or permitted is work time.”[43]
Thus, if an employer allows an employee to perform activities
integral and indispensable to his or her main activity before
the start or after the conclusion of the employee’s scheduled
work shift, such time will be considered “hours worked,” even
if the employer is not specifically aware of the work being
performed, and even if the work is carried out before or after
normal working hours.[44]
While most public sector
employees do not perform integral and indispensable activities
prior to their official shift, certain public employees may be
required to put on special gear before they are able to
perform the principal tasks for which they are hired.
Fire protection employees are
required to don special gear to fight fires. However, because
of the unique nature of their 24-hour shifts, throughout which
fire fighters remain on call, this activity will usually take
place while the employees are already on duty. Thus, unless a
fire department specifically requires its fire protection
employees to put on their gear before their 24-hour shift
begins, this issue will generally not arise.
Police officers may similarly
be required to don a special uniform and firearm prior to
their shift. Although the law is not entirely clear on this,
the history of FLSA jurisprudence as well as the language and
logic of the Supreme Court’s Alvarez decision suggests
that the Supreme Court would be unlikely to find the donning
of non-unique gear, such as a basic police uniform, to be
sufficiently integral and indispensable to a police officers’
principal duties to be compensable under the FLSA. Instead,
such donning would likely be deemed “preliminary” to the
principal work activity of the officer. Moreover, the donning
of a police officer uniform would likely be deemed de
minimis by law.
Swat Team members may be
required to don special protective body armor before their
scheduled shift begins. Here too the law is not clear.
However, a close reading of Alvarez suggests that the
Supreme Court might consider the donning of such specialized
gear, just like the specialized gear of food-processing
workers, to be sufficiently integral and indispensable to the
Swat Team member’s principal duties to be compensable under
the FLSA.
Certain public works employees,
solid and liquid waste employees, special district employees
(Mosquito abatement specialists, etc.), and other public
employees may also be required to don elaborate protective
gear to perform their principal duties. Employers will have
to determine in each case whether these employees put on their
gear prior to their scheduled shift and, if so, whether
donning this gear is sufficiently integral and indispensable
to their principal work to be compensable under the FLSA.
The Court specifically
emphasized that its FLSA inclusion of walking time once the
workday has already begun is designed to cover only
relatively small segments of time (generally consuming less
time than the donning and doffing activities that precede and
follow the walking).[45]
The Court expressed its desire to avoid a rule that favored
open-ended and potentially expansive liability (for instance,
by allowing workers’ commuting time to be compensable). The
Court therefore specifically reaffirmed that employers are
only responsible for activities encompassed by “the workday,”
and are not responsible for “preliminary” time an employee
spends reaching the work area from the proverbial factory
gate.
VI. Some Suggestions
In light of this decision,
employers face various practical and logistical challenges.
They should review employee work activities to identify
employees that don specialized protective gear integral and
indispensable to a principal work activity prior to beginning
their main daily tasks. The employer should then implement
procedures to ensure compliance. Supervisors should be
trained in the proper recording of such time. Employees
should also be notified through written policies of the
employer’s wage and hour procedures, including the methods for
addressing any employee complaints regarding miscalculation of
hours.
Employers must be careful to
properly record all the activities employees perform that are
a principal activity or integral and indispensable to it.
Given the uncertainty over the continued applicability of the
de minimis rule, employees may wish to review whether
activities previously considered de minimis would
remain legally insignificant even if aggregated with
associated activities, such as waiting or walking.
To make sure that they capture
all the time from the first principal activity of the day,
employers may wish to move their time clocks from the
production floor to the locker room. Alternatively, employers
who currently require employees to don special gear at a
location far removed from the place where the employees actual
perform their principal functions, may consider whether they
can find a closer location to hand out and require their
employees to change into such gear. Employers should make
sure that employees wait until just before the start of the
work shift to don their gear. In this way, the walking and
waiting time can be reduced to a minimum.
Similarly, to avoid having to
compensate employees for waiting idly in line to doff their
gear, employers should make sure they have a system, including
adequate space and locker facilities, that allows employees to
quickly and efficiently doff their gear at the end of the day.
VII. Conclusion
In IBP, Inc. v. Alvarez,
the first Supreme Court opinion issued under the stewardship
of new Chief Justice John G. Roberts, Jr., the Court ruled
that a food-processing employee’s day begins with donning and
ends with doffing of special protective gear. Adopting the
continuous work day rule, the Court held that for these
employees, activities performed by them before donning or
after doffing this gear takes place outside the covered work
day and is therefore not compensable under the FLSA. In
contrast, any employee activity that takes place between the
employee’s don and doff is a part of the continuous work day,
and is compensable under the FLSA.
While the decision provides
important guidance to employers and guidance regarding the
compensability of hours spent by employees on an employer’s
premises, the decision will have little impact on public
sector employers. Employers must make sure to record and
compensate the time spent by employees walking between their
changing and workstations and any time they are forced to wait
to doff their gear after they conclude their principal work.
However, employers still do not need to compensate their
employees for time waiting to receive their gear (unless the
employer specifically requires them to be there at a certain
time to receive this gear).
[1] Peter Brown, a partner with Liebert
Cassidy Whitmore, has been defending California public
agencies since 1990 regarding claims brought for
violations of the Fair Labor Standards Act. In addition
to public agency FLSA defense work, Peter has developed a
website entitled www.FLSAaudit.com which enables public
agencies to audit their own FLSA compliance. Peter has
also spoken at many conferences in California as well as
throughout the United States on the many pitfalls which
the FLSA presents and how to avoid them. Peter has
previously written articles for CPER as well as authored
CPER's Pocket Guide to the Family and Medical Care Leave.
Peter would like to thank Didier Reiss who co-authored
this article with him. Didier, an associate with Liebert
Cassidy Whitmore's Los Angeles office has become an avid
fan of the FLSA in the time he has been with the firm.
When not assisting clients with the intriguing nuances of
the FLSA, Didier provides general advice and counsel in
matters pertaining to many aspects of public sector labor
and employment law.
[2] IBP, Inc. v. Alvarez (2005) 126 S.Ct.
514.
[3] Barrentine v. Arkansas-Best Freight
System, Inc. (1981) 450 U.S. 728, 739.
[5] Tennessee Coal, Iron & R. Co. v. Muscoda
Local No. 123 (1944) 321 U.S. 590.
[6] Anderson v. Mt. Clemens Pottery Co.
(1946) 328 U.S. 680, 690-691 (time necessarily spent by
employees walking from time clocks near the factory
entrance gate to their workstations are deemed a part of
the workweek).
[8] 29 C.F.R. § 790.6(a).
[9] 29 C.F.R. § 790.6(b).
[10] Steiner v. Mitchell (1956) 350 U.S.
247, 248.
[14] 339 F.3d 894 (9th Cir., 2003).
[15] 360 F.3d 274 (1st Cir., 2004).
[16] Alvarez, supra., 126 S.Ct. at 521-522.
[25] 29 U.S.C. § 254(a) (emphasis added).
[27] Steiner, supra., 350 U.S. at 252-253.
[28] See C.R.F. § 790.6(a); Alvarez, supra.,
126 S.Ct. at 525.
[29] Alvarez, supra., 126 S.Ct. at 523
(citing Steiner, 350 U.S. at 253).
[30] Steiner, 350 U.S. at 252-253.
[31] Alvarez, supra., 126 S.Ct. at 524; see
29 C.F.R. § 790.7(c).
[32] Alvarez, supra. 126 S.Ct. at 525.
[37] 29 C.F.R. § 790.7(h); Alvarez, supra.
126 S.Ct. at 527-528.
[38] Alvarez, supra. 126 S.Ct. at 528.
[39] See C.F.R. § 790.7(g).
[40] Lindow v. U.S, (9th Cir., 1984) 738
F.2d 1057, 1062-63 (noting the significant administrative
difficulty involved in recording the overtime and the
widespread irregularity among employees in performing
compensable work, the Court held that employees who worked
an avg. of 7-8 minutes prior to their shifts were not
entitled to extra compensation).
[41] The interpretative bulletins provide
some flexibility in recording insubstantial time. In
recording working time under the Act, insubstantial or
insignificant periods of time beyond the scheduled working
hours, which cannot as a practical matter be precisely
recorded for payroll purposes, may be disregarded. 29
C.F.R. § 785.47.
[42] At least one court has suggested that
the amount of time considered de minimis may depend on the
sophistication of the employer’s timekeeping system.
Saunders v. John Morrell & Co. (D.Iowa 1991) 1 Wage & Hour
Cas. 2d (BNA) 879.
[44] See 29 C.F.R. § 785.11. Employees may
work before or after their shifts to catch up on their
workload. An employee may voluntarily continue to work at
the end of the shift. He may be a pieceworker, he may
desire to finish an assigned task or he may wish to
correct errors, paste work tickets, prepare time reports
or other records. The reason is immaterial. The employer
knows or has reason to believe an employee is continuing
to work, and such time is deemed compensable working time
under the FLSA.
[45] Alvarez, supra., 126
S.Ct. at 524.
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