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A CITY
COUNCIL MEMBER’S ROLE WITH RESPECT TO INDIVIDUAL CITY
EMPLOYEES
In the public eye, City Council
members are at the top of the City’s government structure,
presiding over perceived large/small bureaucracies that may
include police officers, firefighters, and many other types of
employees charged with serving the public interest.
Accordingly, when residents are aggrieved by or interested in
the conduct of a particular employee, they may view their City
Council member as that employee’s ultimate "boss" i.e., as a
de facto CEO of the City who can cause the employee to
be disciplined or even terminated, and who could certainly
take such lesser actions as communicating with the employee’s
direct supervisor, or reviewing the employee’s personnel file
for relevant information.
City Councils often have appointing authority over the
City’s very highest officials, such as the City Manager and
City Attorney. But otherwise, individual Council members and
the Council as a body have virtually no role with regard to
individual City employees. In fact, a Council member’s role
vis-à-vis such employees probably has more in common with that
of a City resident (who is an interested "outsider" looking in
at the City employment structure) than with that of a private
company’s CEO.
This Article describes several legal reasons why City
Council members’ roles with regard to individual employees
have such substantial limitations. The Article then sets forth
some practical approaches for dealing with individual
employees.
A. Why a City Council Member’s Role is So Limited
1. City Council Members Are Meant to Act as Part of the
Council, Not Individually
A primary reason why City Council members have virtually no
role with regard to individual City employees is that
applicable law provides that Council members will act as a
body, not as individuals. Indeed, the law requires that, with
limited exceptions, the Council conduct city business only
through duly convened meetings "in full view of the public."1
Thus, when an individual City Council member takes unilateral
action, his or her conduct may well lose the sanction of the
law. The Council member may then lose certain protections and
immunities from liability, and his or her actions may more
easily be rescinded or disputed.2
2. Legislative immunity is limited
Second, City Council members may well not have
legislative immunity with regard to actions as to individual
employees. This is particularly true if the Council member
acts unilaterally. Typically, when a City Council member’s
acts as a legislator, he or she has absolute immunity. But
that immunity can be lost when the legislator takes actions
outside the "sphere of legitimate legislative activity."3
Accordingly, if a City Council member takes any unilateral
actions concerning an individual employee, he or she could
risk loss of legislative immunity. Even actions taken
collectively with the full Council might conceivably lack
immunity if they relate to specific individuals instead of
furthering general City policy.
3. Under California Law, City Council Members Can Be
Liable for Invasion of Privacy, Among Other Things
Third, the threat of liability presents another factor that
limits Council member roles toward individual employees. One
potential type of liability is for invasion of privacy. In one
case, Braun v. City of Taft, a city council member was
subject to censure by the council for removing documents from
a city employee’s personnel file and revealing them to the
press. Although the Court ultimately determined that the
particular documents were public records that could legally be
disclosed, the Court remanded the case to the Council to allow
it to decide whether the member should suffer censure for
other reasons. These possible reasons included his "unilateral
decision regarding [the documents’] suitability for
disclosure."4 Other courts have articulated that
public employees can have limited privacy rights in their
personnel files.5 Employees can thus argue that
improper review and/or disclosure should result in personal
liability for invasion of privacy.6
4. Other Officials, Such as City Managers, are Charged
with Overseeing City Employees
Fourth, Council member actions with regard to individual
employees may be considered suspect because other high-level
City officials are officially charged with supervising and/or
overseeing individual employees. Most cities appoint City
Managers to provide overall supervision to a City’s human
resources function. Because a designated official already has
this responsibility, there should be little need for City
Council members to become involved with individual employees.7
B. Practical Advice for Dealing with Individual
Employees
1. Refrain from Doing So, Unless it is a Part of One’s
Obligations to the City
The most prudent course for a City Council member is to
refrain from taking action, or otherwise becoming involved in
any supervisorial role, with respect to individual City
employees.
2. Proceed as Part of Properly Convened City Council
Meetings, and Not Individually
If a Council member must become involved in decisions with
respect to an individual employee, the member should not act
unilaterally, but should instead act as part of the Council.
The member should also act pursuant to the requisite
formalities that will insure legislative immunity applies.
3. The City Manager or Other Appropriate City Employee
Should Interface with Employees
Tasks such as reviewing employee personnel files, gathering
information from supervisors, and providing instruction as to
particular employees should be done by the City Manager or
other official charged with overseeing the City’s employment
structure. This is true even for matters of public interest.
If City residents object to the conduct of particular
employees, the Council can respond by asking the City Manager
to investigate and take appropriate action regarding the
objections. For example, in a small City experiencing resident
complaints about rude police officers, the Council should
itself refrain from taking direct action as to those officers.
Instead, it can ask the City Manager to investigate and
respond to the issue globally. The City Manager can then, as
part of his or her comprehensive response, take appropriate
employment action as to the officers in question.
4. Comply with the Brown Act
The Ralph M. Brown Act provides that certain official bodies,
including City Councils, may only act through duly called and
regularly held meetings that are open to the public. A City
Council can conduct closed meetings to discuss certain
personnel matters. These include meetings in which the Council
discusses the "appointment, employment, evaluation of
performance, discipline, or dismissal of a public employee . .
. "8 This closed meeting exception, however, may
apply only to the Council’s consideration of employees over
whom the Council has appointing authority (e.g., City
Managers, City Attorneys, and others). A California Attorney
General opinion describes that the closed meeting exception
does not apply to a body’s consideration of an employee over
whom it does not have appointing authority.9
Lack of compliance with the Brown Act may lead to adverse
legal consequences, including the voiding of actions the
Council takes.
5. Consult with Legal Counsel
These issues have some complexity. Also, situations in which
Council members must take a role vis-à-vis City employees will
be rare. Council members should obtain legal advice when such
circumstances arise to assure they undertake their role
appropriately.
Melanie M. Poturica is Managing Partner at the law firm of
Liebert Cassidy Whitmore in Los Angeles, California, and
David A. Urban is Of Counsel at the firm. |